Tag: Caregiving
The Healthy Advisor: Resilience, Compassion and Purpose with Kim-Ha Nguyen

The Healthy Advisor: Resilience, Compassion and Purpose with Kim-Ha Nguyen

By |

Born into a prosperous family in Vietnam, Kim-Ha Nguyen’s life changed dramatically when her family fled the country following the fall of Saigon. Arriving in the United States as a teenager with limited English, she watched her parents rebuild their lives through determination, sacrifice and an unwavering commitment to education. Those early experiences shaped the perspective she would carry into every stage of her life.

As she built a career in information technology, raised three children, and later transitioned into financial planning, Kim-Ha faced another defining chapter when her young son was diagnosed with a brain tumor. She learned to approach life’s hardest moments not as obstacles, but as puzzles that required patience, persistence and the willingness to accept help.

In this episode of The Healthy Advisor, host Diana Britton speaks with Kim-Ha Nguyen, senior managing director at U.S. Capital Wealth, about her journey from refugee to financial advisor, the resilience that carried her family through extraordinary challenges, and how compassion became one of the defining qualities of her work.

Kim-Ha discusses:

  • How immigrating to the United States shaped her work ethic, resilience and outlook on opportunity
  • Why her son’s brain tumor changed the way she approaches both life and her relationships with clients
  • How viewing difficult moments as puzzles helped her remain focused during periods of uncertainty
  • Why saving matters more than chasing investment returns    
  • How family, community and professional support helped her through life’s most difficult seasons and strengthened her compassion for others

Resources:

Connect With Kim-Ha Nguyen:

Connect with Wealth Management:

About Our Guest:

Kim-Ha Nguyen brings more than 25 years of experience to her role as Senior Managing Director at U.S. Capital Wealth.  She specializes in advising high-net-worth clients on fee-based investment management and holistic planning, drawing on her extensive expertise to navigate complex wealth decisions and deliver strategies that achieve lasting results.  Known for her disciplined approach and long-term perspective, she has built trusted relationships that span generations. In 2025, her leadership was recognized with a nomination for Advisor of the Year (Regional – Southwest) by the InvestmentNews Excellence Awards.

Before joining U.S. Capital Wealth in 2011, Kim-Ha built a distinguished career at UBS Financial Services, where she served as Vice President of Investments for 12 years. She began her finance career in 1999, following 18 years as an IT Consultant in the Energy sector. A graduate of the University of Houston, she earned her B.S. in Computer Science, Magna Cum Laude

Podcast: Play in new window | Download | Embed

Subscribe: Spotify | iHeartRadio | TuneIn | RSS | More
The Healthy Advisor: The Toll of Caregiving with Melissa Caro

The Healthy Advisor: The Toll of Caregiving with Melissa Caro

By |

In 2018, Melissa Caro’s perfectly healthy 72-year-old mother was suddenly diagnosed with stage 4 lung cancer, and within 24 hours she became her sole caregiver, her financial planner, her life coach and her healthcare advocate. At the same time, her 87-year-old stepdad was falling apart and spiraling into dementia, and her husband was in the hospital with severe back problems.

As a Type A personality, she struggled significantly during this time. During one doctor’s visit for her mother, a nurse reminded her to take care of herself.

In this episode of The Healthy Advisor, host Diana Britton speaks with Caro, founder of My Retirement Network, a financial education resource for clients and the advisors who serve them, on how she navigated caregiving while managing her career and other responsibilities.

She discusses the emotional complexity of caregiving, the gap in financial literacy for those without advisors, and how her experience shaped her mission to help people understand their finances during life’s most challenging moments.

She discusses:

  • Her journey into financial services
  • The sudden shift from professional routine to full-time caregiving
  • The financial, physical and emotional toll caregiving can have on a person
  • The things that helped her cope and get through the struggling times
  • How financial fear intensifies during illnesses
  • How her caregiving experience shaped the work she does today with My Retirement Network
  • How personal loss can help advisors listen, communicate and frame their role with clients

Resources:

Connect With Melissa Caro:

Connect with Wealth Management:

About Our Guest:

Melissa Caro is a Certified Financial Education Instructor, CFP, and the founder of My Retirement Network, a digital media platform dedicated to promoting financial literacy. With a mission rooted in the belief that knowledge empowers people to create the future they envision, Melissa brings decades of experience in finance and education to her work. She has witnessed firsthand the positive impact that understanding finances can have on people’s lives, far beyond just numbers.

Melissa’s goal is to make financial literacy accessible and meaningful for everyone. My Retirement Network was created to bridge the gap between complex financial concepts and the everyday decisions that shape financial futures. The platform empowers individuals at every stage, whether they’re planning for retirement, starting a career, or teaching their children about money, to understand and take control of their financial well-being. Through education and awareness, Melissa supports people on their journey to building a stronger, more informed financial foundation.

Podcast: Play in new window | Download | Embed

Subscribe: Spotify | iHeartRadio | TuneIn | RSS | More